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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-02 |
| TX | RA | APPROVED_RES | 2025-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 12/2017 | Present |
| National General Insurance | Winston-Salem | NC | 07/2015 | 12/2017 |
| Bank Of America, N.A. | Kansas City | MO | 01/2025 | Present |
I*2469279, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Biolife Plasma Donation, Address: Lenexa, Kansas, 66215, Investment Related: N, Position, Title, Association: Other, Employee State Date: 09/24/2024, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: I donate plasma to help supplement income occasionally.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-09 |
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