Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-25 |
| CA | RA | APPROVED | 2025-11-24 |
| NV | RA | APPROVED | 2025-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minden | NV | 12/2024 | 10/2025 |
| Bank Of America | South Lake Tahoe | CA | 04/2022 | 12/2024 |
| Unemployed | Carson City | NV | 03/2022 | 04/2022 |
| Charter Spectrum | Reno | NV | 11/2021 | 02/2022 |
| At&T | Carson City | NV | 03/2021 | 10/2021 |
| In-N-Out | Carson City | NV | 10/2019 | 02/2021 |
| Carson High School | Carson City | NV | 08/2017 | 06/2021 |
| Unemployed | Carson City | NV | 01/2015 | 09/2019 |
| Bank Of America, N.A. | Minden | NV | 01/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Carson City | NV | 10/2025 | 11/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minden | NV | 11/2025 | Present |
| Albertsons Companies, Inc | Minden | NV | 05/2024 | 05/2024 |
| Spectrum | Reno | NV | 11/2021 | 02/2022 |
| Bank Of America, N.A. | Minden | NV | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-21 |
Reach out to this advisor