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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-05
  • TX RA
    APPROVED
    Since 2025-03-05

Branch Locations

17930 Spring Cypress Rd, Cypress, TX 77429 • United States

7770 N Hwy 6, Houston, TX 77095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 11/2022 Present
Renasant Bank Flowood MS 11/2020 07/2021
C Spire Flowood MS 03/2018 11/2020
Ole Miss Calling Center Oxford MS 06/2017 11/2017
Bank Of America Houston TX 11/2022 12/2024
University Of Mississippi University MS 08/2016 12/2019
Woodforest National Bank Houston TX 10/2021 11/2022
Unemployed Houston TX 07/2021 10/2021
Bank Of America, N.A. Houston TX 02/2025 Present
  • 11/2022 → Present
    Houston, TX
  • 11/2020 → 07/2021
    Renasant Bank
    Flowood, MS
  • 03/2018 → 11/2020
    C Spire
    Flowood, MS
  • 06/2017 → 11/2017
    Ole Miss Calling Center
    Oxford, MS
  • 11/2022 → 12/2024
    Bank Of America
    Houston, TX
  • 08/2016 → 12/2019
    University Of Mississippi
    University, MS
  • 10/2021 → 11/2022
    Woodforest National Bank
    Houston, TX
  • 07/2021 → 10/2021
    Unemployed
    Houston, TX
  • 02/2025 → Present
    Bank Of America, N.A.
    Houston, TX
Other Businesses

I*1204262, Entity Type: For Profit, Name of OBA: FabuLuxe Boutique, Address: Brandon, Mississippi, 39042, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee State Date: 16-Jun-2018, No Hours: 5 Weekly, No Hours during Trading: 0 Duties: I am the owner of a clothing boutique. I managed inventory, funds, and content creation. I*: 2168257Entity Type: For Profit Name of OBA: Kia's Jewels LLC Address: Brandon, MS 39042Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/25/2016Number of Hours: 0 Number of Hours during trading: 0 Duties: Use to sell Jewelry. This business is dormant. However, I still hold the LLC I*3533265 Entity Type: Entity For Profit Name of OBA: VoraTech Address: Houston, Texas, 77084 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/01/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Software platform designed for Virtual AI for e-commerce shopping. Responsible for overseeing the project.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-04
  • S66 Uniform Combined State Law Examination
    2025-03-04
Other Names
  • Lakia Nicole Taylor

View on SEC IAPD

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