Carter John Davis

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → 04/2025
  Associate Staffing Licensing Program
  Des Moines, IA
• 01/2025 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 10/2022 → 12/2024
  Perishable Distributors Of Iowa
  Ankeny, IA
• 10/2021 → 08/2022
  Carquest Auto Parts
  Ankeny, IA
• 04/2019 → 08/2021
  Usssa
  Des Moines, IA
• 08/2018 → 03/2019
  City Of Ankeny
  Ankeny, IA
• 08/2021 → 12/2022
  Des Moines Area Community College
  Ankeny, IA
• 01/2023 → 12/2024
  Iowa State University
  Ames, IA
• 08/2018 → 05/2021
  Ankeny High School
  Ankeny, IA
• 08/2016 → 07/2018
  Southview Middle School
  Amkeny, IA
• 04/2025 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 04/2025 → Present
  Principal Advised Services
  Ankeny, IA

Other Businesses

**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-21

Other Names

• Carter Davis