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Alex Emery Joseph

Principal Advised Services

Charlotte, NC

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-04-15
NC RA APPROVED 2025-04-15
  • IA RA
    APPROVED
    Since 2025-04-15
  • NC RA
    APPROVED
    Since 2025-04-15

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associate Staffing Charlotte NC 01/2025 04/2025
Principal Securities, Inc. Charlotte NC 01/2025 Present
Unemployed Belmont NC 06/2024 12/2024
Unemployed Charlotte NC 06/2023 06/2024
Unemployed Arden NC 04/2023 06/2023
Unemployed Glen Dale NC 12/2022 04/2023
Unemployed Arden NC 08/2022 12/2022
Western Carolina University Cullowhee NC 08/2019 08/2022
University Of Tennessee Knoxville Knoxville TN 08/2017 08/2019
Ingles Markets Store #43 Fletcher NC 03/2016 03/2017
T.C. Roberson High School Asheville NC 08/2013 06/2017
Principal Advised Services Charlotte NC 04/2025 Present
Principal Life Insurance Company Charlotte NC 04/2025 Present
Principal Bank Charlotte NC 04/2025 Present
  • 01/2025 → 04/2025
    Associate Staffing
    Charlotte, NC
  • 01/2025 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 06/2024 → 12/2024
    Unemployed
    Belmont, NC
  • 06/2023 → 06/2024
    Unemployed
    Charlotte, NC
  • 04/2023 → 06/2023
    Unemployed
    Arden, NC
  • 12/2022 → 04/2023
    Unemployed
    Glen Dale, NC
  • 08/2022 → 12/2022
    Unemployed
    Arden, NC
  • 08/2019 → 08/2022
    Western Carolina University
    Cullowhee, NC
  • 08/2017 → 08/2019
    University Of Tennessee Knoxville
    Knoxville, TN
  • 03/2016 → 03/2017
    Ingles Markets Store #43
    Fletcher, NC
  • 08/2013 → 06/2017
    T.C. Roberson High School
    Asheville, NC
  • 04/2025 → Present
    Principal Advised Services
    Charlotte, NC
  • 04/2025 → Present
    Principal Life Insurance Company
    Charlotte, NC
  • 04/2025 → Present
    Principal Bank
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-22
  • S66 Uniform Combined State Law Examination
    2025-03-22
Other Names
  • Alex Joseph

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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