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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-10
NY RA APPROVED 2025-05-08
  • TX RA
    APPROVED
    Since 2025-06-10
  • NY RA
    APPROVED
    Since 2025-05-08

Branch Locations

366 Route 25A, Rocky Point, NY 11778 • United States

15 Bennetts Rd, East Setauket, NY 11733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp Melville NY 12/2024 Present
National Income Life Insurance Bronx NY 08/2023 12/2024
Hei Solar Kansas City MO 01/2018 09/2023
Absolute Private Investigation Miller Place NY 05/2017 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Setauket NY 04/2025 Present
Movieland Cinemas Miller Place NY 03/2015 05/2017
Bank Of America, N.A. East Setauket NY 05/2025 Present
  • 12/2024 → Present
    Aegis Capital Corp
    Melville, NY
  • 08/2023 → 12/2024
    National Income Life Insurance
    Bronx, NY
  • 01/2018 → 09/2023
    Hei Solar
    Kansas City, MO
  • 05/2017 → 12/2021
    Absolute Private Investigation
    Miller Place, NY
  • 04/2025 → Present
    East Setauket, NY
  • 03/2015 → 05/2017
    Movieland Cinemas
    Miller Place, NY
  • 05/2025 → Present
    Bank Of America, N.A.
    East Setauket, NY
Other Businesses

I*2424285, Entity Type Entity For Profit, Name of OBA: Brandon Cruz LLC Address: Coram New York 11727 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/25/2022No Hours: 0 No Hours during trading: 0 Duties: I used the LLC to get paid for a past 1099 commission only sales job I had. The LLC is no longer in use but is still registered.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S66 Uniform Combined State Law Examination
    2025-04-21
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14

View on SEC IAPD

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