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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-27
  • TN RA
    APPROVED
    Since 2026-02-27

Branch Locations

5083 Main Street Suite 4, Spring Hill, TN 37174 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David St Charles Insurance Agency Spring Hill TN 04/2023 Present
State Farm Vp Management Corp Spring Hill TN 12/2024 Present
Dana Holding Corporation Paris TN 10/2018 04/2023
Nobel Automotive Paris TN 03/2015 10/2018
State Farm Investment Management Corp Spring Hill TN 02/2026 Present
  • 04/2023 → Present
    David St Charles Insurance Agency
    Spring Hill, TN
  • 12/2024 → Present
    State Farm Vp Management Corp
    Spring Hill, TN
  • 10/2018 → 04/2023
    Dana Holding Corporation
    Paris, TN
  • 03/2015 → 10/2018
    Nobel Automotive
    Paris, TN
  • 02/2026 → Present
    Spring Hill, TN
Other Businesses

1) David St Charles's Insurance Agency; Investment-related; 5083 Main St Ste 4 Spring Hill, TN 37174; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 3/27/2023; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-23
S63 Uniform Securities Agent State Law Examination 2025-01-04
  • S65 Uniform Investment Adviser Law Examination
    2026-02-23
  • S63 Uniform Securities Agent State Law Examination
    2025-01-04

View on SEC IAPD

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