John Mark Gaines

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-22
NM	RA	APPROVED	2025-03-24

TX RA
APPROVED

Since 2025-05-22
NM RA
APPROVED

Since 2025-03-24

Branch Locations

4001 N Butler Suite 3102, Farmington, NM 87401-2365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	01/2025	Present
City Of Farmington Police Department	Farmington	NM	02/2006	01/2025

01/2025 → Present

Edward Jones

St. Louis, MO
02/2006 → 01/2025

City Of Farmington Police Department

Farmington, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-20

S66 Uniform Combined State Law Examination

2025-03-20

Other Names

John M Gaines

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

STATE FARM INVESTMENT MANAGEMENT CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

OSAIC WEALTH, INC.

Other Investors

MATTHEW GILES SYMONDS

RICHARD ROBERT CROSS

Dennis Michael Gross

RHONDA GAIL MURPHY

TRUDY LYNN GOLDSMITH

Amber Dawn Heckler

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FARMINGTON, NM

STATE FARM INVESTMENT MANAGEMENT CORP. · FARMINGTON, NM

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FARMINGTON, NM

EDWARD JONES · FARMINGTON, NM

LPL FINANCIAL LLC · FARMINGTON, NM

STATE FARM INVESTMENT MANAGEMENT CORP. · Farmington, NM

MORGAN STANLEY · FARMINGTON, NM

EDWARD JONES · FARMINGTON, NM

More in Farmington, NM

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