Arella Victoria Szlapak

Ubs Financial Services Inc.

CRD 8024466

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-24

TX RA
APPROVED

Since 2025-09-24

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc	Houston	TX	01/2025	Present
Davidson College	Davidson	NC	08/2020	05/2024
Downe House School	Cold Ash, Thatcham		09/2015	08/2020
Extended Travel	Houston	TX	07/2024	01/2025

01/2025 → Present

Ubs Financial Services, Inc

Houston, TX
08/2020 → 05/2024

Davidson College

Davidson, NC
09/2015 → 08/2020

Downe House School

Cold Ash, Thatcham
07/2024 → 01/2025

Extended Travel

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-24

S66 Uniform Combined State Law Examination

2025-09-24

View on SEC IAPD

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