Sheila June Stevenson

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-01-07

IN RA
APPROVED

Since 2022-01-07

Branch Locations

4310 Saratoga Parkway Suite 600, Plainfield, IN 46168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equity Financial Services	Plainfield	IN	05/2005	07/2019
Saratoga Wealth Management	Plainfield	IN	07/2019	Present

05/2005 → 07/2019

Equity Financial Services

Plainfield, IN
07/2019 → Present

Saratoga Wealth Management

Plainfield, IN

Other Businesses

dba - Saratoga Wealth Management, Plainfield, IN. Salaried employee of practice offering comprehensive financial planning services to clients. Start date: 7/30/19. Notary public - State of IN. Provide notary services on an as-needed basis. Commission began 3/10/21 and expires on 6/7/29. Less than 1 hr/mo.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-24

S66 Uniform Combined State Law Examination

2020-01-24

View on SEC IAPD