Caden Richard Auker

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 02/2019
  Sheetz, Inc.
  Altoona, PA
• 05/2019 → 04/2021
  Fastenal Company
  Duncansville, PA
• 10/2019 → 12/2024
  Red Lobster
  Altoona, PA
• 09/2022 → 04/2023
  Pleasant Valley Animal Hospital
  Altoona, PA
• 10/2024 → 12/2024
  Duncansville Pharmacy
  Duncansville, PA
• 12/2013 → 09/2017
  Unemployed
  Altoona, PA
• 12/2024 → Present
  Principal Securities
  Altoona, PA
• 12/2024 → Present
  Principal Life Insurance Co
  Altoona, PA

Other Businesses

INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2025 ADDRESS: 1409 11th Ave, Altoona PA 16601, United States DESCRIPTION: Writing outside insurance with various companies to include life, DI, LTC, health, medical, dental, and annuities. This will include both group and individual products.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-24

Other Names

• Caden Auker
• Caden Richard Auker
• Caden R Auker