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Inactive

Matthew Mazotas

LPl Financial LLC

Guilford, CT

Killingworth, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-21
NY RA APPROVED 2025-05-21
  • CT RA
    APPROVED
    Since 2025-05-21
  • NY RA
    APPROVED
    Since 2025-05-21

Branch Locations

99 Whitfield St, Guilford, CT 06437 • United States

Killingworth, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Guilford CT 01/2025 Present
Blue Horizon Tax Advisors Llc Guilford CT 01/2024 Present
Mb&A Llc Newton MA 07/2023 11/2024
None - Builder Killingworth CT 10/2021 10/2024
Wolf & Company Boston MA 11/2018 11/2021
All Cpas Chestnut Hill MA 08/2014 10/2018
  • 01/2025 → Present
    Lpl Financial Llc
    Guilford, CT
  • 01/2024 → Present
    Blue Horizon Tax Advisors Llc
    Guilford, CT
  • 07/2023 → 11/2024
    Mb&A Llc
    Newton, MA
  • 10/2021 → 10/2024
    None - Builder
    Killingworth, CT
  • 11/2018 → 11/2021
    Wolf & Company
    Boston, MA
  • 08/2014 → 10/2018
    All Cpas
    Chestnut Hill, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-21
  • S65 Uniform Investment Adviser Law Examination
    2025-05-21

View on SEC IAPD

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Other Investors

BRETT DANIEL DOLAN
KENNETH W. CARONE
AMIE ELISABETH BROWER
MARK JOSEPH WHITE
MICHAEL TAVERNER
Christian Loban
SCOTT ALLEN STASCHKE
WAYNE ALLAN STASCHKE

Other Offices

OSAIC WEALTH, INC. · Guilford, CT
COMMONWEALTH FINANCIAL NETWORK · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT
LPL FINANCIAL LLC · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT
CETERA INVESTMENT ADVISERS LLC · GUILFORD, CT
LPL FINANCIAL LLC · GUILFORD, CT
PROMESA CAPITAL LLC · GUILFORD, CT

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