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Matthew Mazotas

LPl Financial LLC

Guilford, CT

Killingworth, CT

CRD 8022920

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-21
NY RA APPROVED 2025-05-21
  • CT RA
    APPROVED
    Since 2025-05-21
  • NY RA
    APPROVED
    Since 2025-05-21

Branch Locations

99 Whitfield St, Guilford, CT 06437 • United States

Killingworth, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Guilford CT 01/2025 Present
Blue Horizon Tax Advisors Llc Guilford CT 01/2024 Present
Mb&A Llc Newton MA 07/2023 11/2024
None - Builder Killingworth CT 10/2021 10/2024
Wolf & Company Boston MA 11/2018 11/2021
All Cpas Chestnut Hill MA 08/2014 10/2018
  • 01/2025 → Present
    Lpl Financial Llc
    Guilford, CT
  • 01/2024 → Present
    Blue Horizon Tax Advisors Llc
    Guilford, CT
  • 07/2023 → 11/2024
    Mb&A Llc
    Newton, MA
  • 10/2021 → 10/2024
    None - Builder
    Killingworth, CT
  • 11/2018 → 11/2021
    Wolf & Company
    Boston, MA
  • 08/2014 → 10/2018
    All Cpas
    Chestnut Hill, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-21
  • S65 Uniform Investment Adviser Law Examination
    2025-05-21

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

BRETT DANIEL DOLAN
KENNETH W. CARONE
AMIE ELISABETH BROWER

Nearby Offices

OSAIC WEALTH, INC. · Guilford, CT
COMMONWEALTH FINANCIAL NETWORK · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT

More in Guilford, CT

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