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Mathew Philip Richard

Based Capital Wealth LLC

Durham, NC

CRD 8022459

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Employer firm

Based Capital Wealth LLC CRD 333173

$51.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Based Capital Wealth Llc

4819 Emperor Boulevard, Suite 400, Durham, NC 27703 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-13
  • NC RA
    APPROVED
    Since 2026-04-13

Branch Locations

4819 Emperor Boulevard, Suite 400, Durham, NC 27703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Louisiana Energy & Power Authority Lafayette LA 09/2022 03/2023
Anytime Fitness Lafayette LA 04/2008 12/2024
Entergy New Orleans LA 12/2023 01/2025
Based Capital Wealth Llc Durham NC 02/2025 Present
Rayne Fitness Rayne LA 03/2023 12/2023
  • 09/2022 → 03/2023
    Louisiana Energy & Power Authority
    Lafayette, LA
  • 04/2008 → 12/2024
    Anytime Fitness
    Lafayette, LA
  • 12/2023 → 01/2025
    Entergy
    New Orleans, LA
  • 02/2025 → Present
    Based Capital Wealth Llc
    Durham, NC
  • 03/2023 → 12/2023
    Rayne Fitness
    Rayne, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-13
  • S65 Uniform Investment Adviser Law Examination
    2024-11-13
Other Names
  • Matthew P Richard
  • Matt Richard

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
BRYANT & BRANNOCK, LLC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

MADISON JANECZKO
MEGHAN HANNA
SAMUEL EDWARD BROTHERTON

Nearby Offices

STRATEGIC ADVISERS LLC · DURHAM, NC
BRYANT & BRANNOCK, LLC. · DURHAM, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Durham, NC

More in Durham, NC

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