Peter M. Ferriello

Employer firm

Ashworth Wealth, LLC CRD 116950

$378M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Pmf Enterprises Inc
  New City, NY
• 05/2016 → 09/2020
  Fsc Securities Corp
  Atlanta, GA
• 09/2020 → Present
  Royal Alliance Associates, Inc.
  Salt Lake City, UT
• 09/2020 → Present
  Ashworth Wealth, Llc
  Salt Lake City, UT

Previous Registrations

• 2016-05-03 → 2020-09-02
  Fsc Securities Corporation
  New City, NY
  Amherst, NY
  Salt Lake City, UT
• 2012-10-01 → 2016-05-10
  J.P. Morgan Securities Llc
  Congers, NY
  Pomona, NY
  New City, NY
• 2008-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Pomona, NY
  Garnerville, NY
  Pomona, NY
  Garnerville, NY
  Congers, NY
  Haverstraw, NY
  Pomona, NY
  Valley Cottage, NY
• 2007-04-02 → 2008-03-04
  Morgan Stanley & Co. Llc
  Pearl River, NY
• 2007-02-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Pearl River, NY

Other Businesses

1) PETER M FERRIELLO LLC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 897 W Baxter Drive, South Jordan UT 84095, United States DESCRIPTION: This is my personal corporation that I take a salary out of.I also market fixed insurance products through this entity. 2) SCHOOLS TO END POVERTY POSITION: Board Member NATURE: Non- profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2021 ADDRESS: 35 Fawn Hill Dr, Airmont NY 10952, United States DESCRIPTION: General board member Help make decisions on direction and general operation of the organization. 3) PETER M FERRIELLO POSITION: Owner NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2022 ADDRESS: 1911 E Ramona Ave, Apt. A, Salt Lake City UT 84106, United States DESCRIPTION: Own rental properties 4) ASHWORTH WEALTH LLC POSITION: Senior Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/10/2020 ADDRESS: 897 W Baxter Drive, South Jordan UT 84095, United States DESCRIPTION: Provide investment advisory services and financial planning for management fee

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-02
• S66 Uniform Combined State Law Examination
  2007-02-27

Designations

• Certified Financial Planner

Other Names

• Peter Michael Ferriello