William Travis Whitten

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-04-09

TX RA
APPROVED

Since 2015-04-09

Branch Locations

5005 Lbj Freeway, Suite 1313, Dallas, TX 75244 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Partners Llc (Captrust)	Raleigh	NC	06/2011	Present
Capfinancial Securities Llc	Raleigh	NC	06/2011	Present

06/2011 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
06/2011 → Present

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2008-10-15 → 2011-06-08

Securian Financial Services, Inc.

Dallas, TX

West Des Moines, IA

Dallas, TX
2006-07-11 → 2008-12-03

Mml Investors Services, Llc

Dallas, TX

Dallas, TX

Dallas, TX
2005-09-12 → 2006-01-12

Ameriprise Financial Services, Llc

Richardson, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-09

S66 Uniform Combined State Law Examination

2005-09-09

Designations

Other Names

Travis Whitten

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews