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Robert Ruff

LPl Financial LLC

Granite Shoals, TX

Austin, TX

CRD 8021622

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

Granite Shoals, TX • United States

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Austin TX 06/2026 Present
Enterprise Rent-A-Car San Antonio TX 06/2022 11/2023
Cps Energy San Antonio TX 06/2024 08/2024
Unemployed Spring Branch TX 02/2015 05/2019
Unemployed San Antonio TX 08/2019 06/2024
Unemployed San Antonio TX 09/2024 01/2025
Unemployed Bulverde TX 06/2019 07/2019
Charles Schwab & Co., Inc. Austin TX 02/2025 05/2026
  • 06/2026 → Present
    Lpl Financial Llc
    Austin, TX
  • 06/2022 → 11/2023
    Enterprise Rent-A-Car
    San Antonio, TX
  • 06/2024 → 08/2024
    Cps Energy
    San Antonio, TX
  • 02/2015 → 05/2019
    Unemployed
    Spring Branch, TX
  • 08/2019 → 06/2024
    Unemployed
    San Antonio, TX
  • 09/2024 → 01/2025
    Unemployed
    San Antonio, TX
  • 06/2019 → 07/2019
    Unemployed
    Bulverde, TX
  • 02/2025 → 05/2026
    Charles Schwab & Co., Inc.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 2025-06-11
  • S65 Uniform Investment Adviser Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    2025-06-11
Other Names
  • Rob Ruff

View on SEC IAPD

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