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Kathryn House

J.P. Morgan Securities LLC

Chicago, IL

CRD 8021145

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-07
TX RA APPROVED 2025-02-07
  • IL RA
    APPROVED
    Since 2025-02-07
  • TX RA
    APPROVED
    Since 2025-02-07

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 12/2024 Present
J.P. Morgan Securities Llc Chicago IL 12/2024 Present
Wintrust Financial Corporation Rosemont IL 07/2021 07/2023
Wintrust Bank Chicago IL 07/2023 11/2024
Spot Hero Chicago IL 05/2019 08/2019
University Of Michigan Ann Arbor MI 09/2016 04/2021
Unemployed Chicago IL 05/2021 06/2021
  • 12/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 12/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 07/2021 → 07/2023
    Wintrust Financial Corporation
    Rosemont, IL
  • 07/2023 → 11/2024
    Wintrust Bank
    Chicago, IL
  • 05/2019 → 08/2019
    Spot Hero
    Chicago, IL
  • 09/2016 → 04/2021
    University Of Michigan
    Ann Arbor, MI
  • 05/2021 → 06/2021
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
  • S66 Uniform Combined State Law Examination
    2025-02-07
Other Names
  • Kathryn Cullen House

View on SEC IAPD

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