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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
  • TX RA
    APPROVED
    Since 2025-09-17

Branch Locations

18103 Ih-10 West, San Antonio, TX 78257 • United States

15000 West Interstate 10, San Antonio, TX 78249 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. San Antonio TX 12/2024 Present
Security Service Federal Credit Union San Antonio TX 08/2019 Present
Chase Bank San Antonio, Tx TX 01/2019 08/2019
Dillards San Antonio TX 12/2018 12/2018
Endeavors San Antonio TX 09/2018 12/2018
Regions Bank Knoxville TN 01/2016 09/2018
Student Knoxville TN 01/2015 09/2018
Raymond James Financial Services Advisors, Inc San Antonio TX 09/2025 Present
  • 12/2024 → Present
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 08/2019 → Present
    Security Service Federal Credit Union
    San Antonio, TX
  • 01/2019 → 08/2019
    Chase Bank
    San Antonio, Tx, TX
  • 12/2018 → 12/2018
    Dillards
    San Antonio, TX
  • 09/2018 → 12/2018
    Endeavors
    San Antonio, TX
  • 01/2016 → 09/2018
    Regions Bank
    Knoxville, TN
  • 01/2015 → 09/2018
    Student
    Knoxville, TN
  • 09/2025 → Present
    San Antonio, TX
Other Businesses

(1)Name of Business: Force Drink Company LLC Address: 732 MAxwell heights, San Antonio, TX, 78245, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Responsible for creating sports drink formula, will dictate how the formula is disbursed. \nResponsible for branding and bottle/label designs\n (2)Name of Business: Security Service Investment Group Address: 15000 W Interstate 10, San Antonio, TX, 78249-3530, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/05/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-30
  • S66 Uniform Combined State Law Examination
    2025-08-30

View on SEC IAPD

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