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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-16 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Porter Ridge High School | Indian Trail | NC | 08/2016 | 07/2020 |
| Doordash | Indian Trail | NC | 06/2024 | 08/2025 |
| Appalachian State University | Boone | NC | 08/2020 | 05/2024 |
| Aruza Pest Control | Charlotte | NC | 05/2022 | 08/2022 |
| Peddler Steak House | Boone | NC | 08/2022 | 07/2024 |
| The Rock Bar And Grill | Boone | NC | 08/2020 | 07/2022 |
| Olive Garden | Monroe | NC | 03/2018 | 06/2020 |
| Red Lobster | Matthews | NC | 12/2016 | 02/2018 |
| Equitable Advisors, Llc | New York | NY | 03/2025 | 07/2025 |
| Wells Fargo Clearing Services | Charlotte | NC | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-18 |
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