Samantha A Frasier

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 05/2018
  Hancock Investment Services, Inc.
  Baton Rouge, LA
• 04/2016 → 11/2022
  Hancock/Whitney Bank
  Baton Rouge, LA
• 05/2018 → 08/2022
  Hancock Whitney Investment Services, Inc
  Denham Springs, LA
• 08/2022 → 11/2022
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Denham Springs, LA
• 11/2022 → Present
  Cetera Wealth Services, Llc
  Walker, LA
• 11/2022 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 11/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN

Previous Registrations

• 2016-04-05 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  Denham Springs, LA
  New Orleans, LA
• 2011-09-02 → 2016-04-04
  Bb&T Investment Services, Inc.
  Oak Hill, WV
  Beckley, WV
  Lewisburg, WV
  Lewisburg, WV
  Summersville, WV
  Craigsville, WV
  Oak Hill, WV
  Summersville, WV
  Ronceverte, WV
  Oak Hill, WV
  Beckley, WV
  Princeton, WV
  Beckley, WV
  Beckley, WV
  Oak Hill, WV
  Charlotte, NC
  Princeton, WV
  Ronceverte, WV
  Bluefield, VA
  Huntington, WV
  Craigsville, WV
  Lewisburg, WV

Other Businesses

1. NAME OF OTHER BUSINESS: TOWN OF LIVINGSTON,LA; INVESTMENT RELATED: NO ; ADDRESS: S. FROST RD. WALKING TRAIL; LIVINGSTON,LA 7054; NATURE OF BUSINESS: GARDENING; START DATE:8/8/2026; POSITION/TITLE/RELATIONSHIP: GARDENER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTAINING THE GARDENS ALONG THE WALKING PATH;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-24
• S63 Uniform Securities Agent State Law Examination
  2005-08-08

Other Names

• Samantha Shaffer
• Samantha A Shaffer
• Samantha Anne Clarke
• Samantha Anne Clutter