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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
VA RA APPROVED 2025-04-05
  • TX RA
    APPROVED
    Since 2025-06-03
  • VA RA
    APPROVED
    Since 2025-04-05

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Glen Allen VA 12/2024 03/2025
Mutual Of Omaha Insurance Company Glen Allen VA 06/2024 03/2025
Target Charlottesville VA 08/2021 09/2022
Target Charlottesville VA 09/2022 04/2023
Unemployed Henrico VA 01/2013 07/2021
Unemployed Charlottesville VA 05/2023 05/2024
Lpl Enterprise, Llc Vienna VA 04/2025 Present
  • 12/2024 → 03/2025
    Mutual Of Omaha Investor Services
    Glen Allen, VA
  • 06/2024 → 03/2025
    Mutual Of Omaha Insurance Company
    Glen Allen, VA
  • 08/2021 → 09/2022
    Target
    Charlottesville, VA
  • 09/2022 → 04/2023
    Target
    Charlottesville, VA
  • 01/2013 → 07/2021
    Unemployed
    Henrico, VA
  • 05/2023 → 05/2024
    Unemployed
    Charlottesville, VA
  • 04/2025 → Present
    Vienna, VA
Other Businesses

1. 03/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Charlottesville, VA - Start Date 03/26/2025 - 160 HRS/MO 2. 03/26/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Charlottesville, VA - Start Date 03/26/2025 - 160 HRS/MO 3.05/30/2025- Iron Eagle Advisors- DBA for LPL Business (entity for LPL business)- INV. RELATED- at reported business location(s)-Start date 05/12/2025- 160hrs/MNTH-160hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-05
S63 Uniform Securities Agent State Law Examination 2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2025-04-05
  • S63 Uniform Securities Agent State Law Examination
    2025-02-10

View on SEC IAPD

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