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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-23 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 12/2024 | 05/2025 |
| Pennsylvania State University | State College | PA | 08/2021 | 12/2024 |
| Marzoni's Brick Oven And Brewing | State College | PA | 09/2023 | 08/2024 |
| Port Sky Cafe, Penn State Altoona | Altoona | PA | 12/2021 | 12/2023 |
| Kumon | Temple City | CA | 04/2021 | 08/2021 |
| Foothill Credit Union | Arcadia | CA | 06/2019 | 07/2019 |
| Arcadia High School | Arcadia | CA | 08/2017 | 06/2021 |
| Foothills Middle School | Arcadia | CA | 08/2014 | 07/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2025 | Present |
| Tiaa | Charlotte | NC | 06/2025 | Present |
Name: Freelance Tutor Position: Freelance Tutor Nature: I am a freelance tutor. I am unincorporated and the business is unaffiliated with any firm. The business is not investment related in any nature and there are no hours of operation during trading hours. The only service provided is youth tutoring in various academic topics at an hourly fee, either virtual or in-person. I started in November of 2024 and the commitment takes about 9 hours a week, my responsibilities include scheduling sessions each week, preparing materials, and conducting each session. Investment Related: No Hours: 36 Securities Trading Hours: 0 Start Date: 11/04/2024 Address: Home Address, Charlotte NC 28277, United States Description: The commitment takes 9 hours a week, my responsibilities include scheduling sessions each week, preparing materials, and conducting each session.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2024-11-13 |
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