Ethan Kwangyin Shin

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → 03/2023
  University Of California
  Riverside, CA
• 06/2020 → 06/2024
  University Of California
  Riverside, CA
• 01/2025 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL
• 09/2016 → 06/2020
  Mission San Jose High School
  Fremont, CA
• 06/2024 → 01/2025
  La Pension Planners
  Pasadena, CA

Other Businesses

1-- LA PENSION PLANNERS POSITION: Financial Representative NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 1/1/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA for Securities Business / Financial Services 2-- LIFE & HEALTH INSURANCE POSITION: Financial Representative. NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 40 TRADING HOURS: 0 START DATE: 1/1/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers.

Exams

• S66 Uniform Combined State Law Examination
  2024-11-18