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Thomas Brown

Mml Investors Services, LLC

Birmingham, AL

CRD 8019895

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-04-29
  • AL RA
    APPROVED
    Since 2025-04-29

Branch Locations

3500 Colonnade Pkwy Ste 140, Birmingham, AL 35243-8303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Birmingham AL 10/2024 Present
Mml Investors Services Llc. Birmingham AL 12/2024 Present
Unemployed Birmingham AL 08/2024 10/2024
Simplified Medical Management Tuscaloosa AL 05/2023 08/2024
Unemployed Birmingham AL 03/2023 05/2023
Aveanna Medical Housecalls Pelham AL 08/2022 03/2023
Orthoalabama Spine And Sports Birmingham AL 01/2022 08/2022
Uab Hospital Birmingham AL 03/2021 12/2021
Fagan Sports Medicine Birmingham AL 07/2016 03/2021
  • 10/2024 → Present
    Massmutual Life Insurance Co.
    Birmingham, AL
  • 12/2024 → Present
    Mml Investors Services Llc.
    Birmingham, AL
  • 08/2024 → 10/2024
    Unemployed
    Birmingham, AL
  • 05/2023 → 08/2024
    Simplified Medical Management
    Tuscaloosa, AL
  • 03/2023 → 05/2023
    Unemployed
    Birmingham, AL
  • 08/2022 → 03/2023
    Aveanna Medical Housecalls
    Pelham, AL
  • 01/2022 → 08/2022
    Orthoalabama Spine And Sports
    Birmingham, AL
  • 03/2021 → 12/2021
    Uab Hospital
    Birmingham, AL
  • 07/2016 → 03/2021
    Fagan Sports Medicine
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-17
  • S66 Uniform Combined State Law Examination
    2025-04-17
Other Names
  • Thomas Michael Brown

View on SEC IAPD

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