Best Investors Account Sign in
Inactive

James Reginald Moise

Little House Capital, LLC

Braintree, MA

Claim This Profile
Current Employers
Little House Capital, Llc

35 Braintree Hill Park #100, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-09
  • MA RA
    APPROVED
    Since 2021-07-09

Branch Locations

35 Braintree Hill Park #100, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People's United Bank Boston MA 06/2013 11/2017
Little House Capital, Llc Topsfield MA 11/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-19
S63 Uniform Securities Agent State Law Examination 2005-10-18
  • S65 Uniform Investment Adviser Law Examination
    2021-06-19
  • S63 Uniform Securities Agent State Law Examination
    2005-10-18

View on SEC IAPD

Other Firms

NAPIER FINANCIAL
MG FINANCIAL LLC
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
GREAT VALLEY ADVISOR GROUP, LLC
VOYA RETIREMENT ADVISORS, LLC
PEDDOCK CAPITAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC

Other Investors

Dante Marco Coppola
ADAM J DANI
ALEXANDER GREGORY WEISS
ROBERT CHRISTOPHER NAPOLITANO
ANNE NICOLE GOUTHRO
THOMAS HASTINGS FLETCHER
JOHN PAUL NAPOLITANO
Kate Elisabeth Chilson

Other Offices

NAPIER FINANCIAL · BRAINTREE, MA
MG FINANCIAL LLC · BRAINTREE, MA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BRAINTREE, MA
GREAT VALLEY ADVISOR GROUP, LLC · BRAINTREE, MA
VOYA RETIREMENT ADVISORS, LLC · Braintree, MA
GREAT VALLEY ADVISOR GROUP, LLC · Braintree, MA
PEDDOCK CAPITAL ADVISORS, LLC · BRAINTREE, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRAINTREE, MA

More in Braintree, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor