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Katherine A Dick

Edward Jones

Midland, TX

Carlsbad, NM

CRD 8019507

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-14
NM RA APPROVED 2025-03-11
  • TX RA
    APPROVED
    Since 2025-03-14
  • NM RA
    APPROVED
    Since 2025-03-11

Branch Locations

Midland, TX • United States

1204 W Pierce St, Carlsbad, NM 88220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2024 Present
Jp Morgan Chase Houston TX 07/2023 09/2024
Insperity Kingwood TX 06/2022 08/2022
Kingwood Country Club Kingwood TX 05/2019 08/2019
Full Time Student Kingwood TX 12/2014 05/2019
Pine Cove Columbus TX 05/2020 08/2021
Millennium Physicians Kingwood (Ssks) Kingwood TX 02/2021 08/2021
Texas A&M University College Station TX 02/2023 08/2023
School/Unemployed College Station TX 09/2019 05/2020
Student/Unemployed College Station TX 09/2021 05/2022
Student/Unemployed College Station TX 09/2022 01/2023
  • 12/2024 → Present
    Edward Jones
    St Louis, MO
  • 07/2023 → 09/2024
    Jp Morgan Chase
    Houston, TX
  • 06/2022 → 08/2022
    Insperity
    Kingwood, TX
  • 05/2019 → 08/2019
    Kingwood Country Club
    Kingwood, TX
  • 12/2014 → 05/2019
    Full Time Student
    Kingwood, TX
  • 05/2020 → 08/2021
    Pine Cove
    Columbus, TX
  • 02/2021 → 08/2021
    Millennium Physicians Kingwood (Ssks)
    Kingwood, TX
  • 02/2023 → 08/2023
    Texas A&M University
    College Station, TX
  • 09/2019 → 05/2020
    School/Unemployed
    College Station, TX
  • 09/2021 → 05/2022
    Student/Unemployed
    College Station, TX
  • 09/2022 → 01/2023
    Student/Unemployed
    College Station, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-06
  • S66 Uniform Combined State Law Examination
    2025-03-06
Other Names
  • Katherine A Wallace

View on SEC IAPD

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