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Kim Ngan Thi Vo

Florida Financial Advisors, LLC

Vienna, VA

CRD 8019440

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Employer firm

Florida Financial Advisors, LLC CRD 288811

$456M regulatory AUM 4,295 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-05
FL RA APPROVED 2024-12-19
VA RA APPROVED 2024-12-17
  • TX RA
    APPROVED
    Since 2025-03-05
  • FL RA
    APPROVED
    Since 2024-12-19
  • VA RA
    APPROVED
    Since 2024-12-17

Branch Locations

8605 Westwood Center Drive Suite 505, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Vienna VA 12/2024 Present
Nail Design Bethesda MD 12/2023 12/2024
Jumpstart Americorps Washington Dc DC 11/2021 05/2023
Smithsonian Institution Washington Dc DC 05/2022 08/2022
Evalash Bethesda MD 06/2019 09/2019
George Washington University Washington Dc DC 08/2020 01/2024
Quince Orchard High School Gaithersburg MD 08/2016 06/2020
Trinity Wealth Securities, Llc Vienna VA 02/2025 Present
  • 12/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Vienna, VA
  • 12/2023 → 12/2024
    Nail Design
    Bethesda, MD
  • 11/2021 → 05/2023
    Jumpstart Americorps
    Washington Dc, DC
  • 05/2022 → 08/2022
    Smithsonian Institution
    Washington Dc, DC
  • 06/2019 → 09/2019
    Evalash
    Bethesda, MD
  • 08/2020 → 01/2024
    George Washington University
    Washington Dc, DC
  • 08/2016 → 06/2020
    Quince Orchard High School
    Gaithersburg, MD
  • 02/2025 → Present
    Trinity Wealth Securities, Llc
    Vienna, VA
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Vienna, VA. Nature of Business: RIA. Position: Financial Consultant. Start Date: 12/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Vienna, VA. Nature of Business: Fixed Insurance Sales. Start Date: 12/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. Vienna, VA. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 02/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-17
S65 Uniform Investment Adviser Law Examination 2024-11-11
  • S63 Uniform Securities Agent State Law Examination
    2025-01-17
  • S65 Uniform Investment Adviser Law Examination
    2024-11-11
Other Names
  • Ngan Thi Kim Vo

View on SEC IAPD

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