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Christopher J Rosa

Edward Jones

Hampstead, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-14
NC RA APPROVED 2025-03-10
  • TX RA
    APPROVED
    Since 2025-05-14
  • NC RA
    APPROVED
    Since 2025-03-10

Branch Locations

16406 U S Hwy 17 N Coastline Station, Suite 4, Hampstead, NC 28443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retired Hampstead NC 07/2023 12/2024
Town Of Lloyd Police Department Highland NY 01/2023 06/2023
Town Of Poughkeepsie Police Poughkeepsie NY 05/2009 12/2022
Edward Jones Hampstead NC 12/2024 Present
  • 07/2023 → 12/2024
    Retired
    Hampstead, NC
  • 01/2023 → 06/2023
    Town Of Lloyd Police Department
    Highland, NY
  • 05/2009 → 12/2022
    Town Of Poughkeepsie Police
    Poughkeepsie, NY
  • 12/2024 → Present
    Edward Jones
    Hampstead, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-06
  • S66 Uniform Combined State Law Examination
    2025-03-06

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Hampstead, NC
EDWARD JONES · Hampstead, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hampstead, NC
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WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
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