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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-04-23
  • KY RA
    APPROVED
    Since 2026-04-23

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Capital Group Louisville KY 01/2025 Present
Truist Financial Corporation Charlotte NC 05/2021 09/2024
Advanced Technology Services Greenville SC 05/2019 08/2019
N/A Nashville TN 09/2024 12/2024
Clemson University Clemson SC 08/2019 05/2021
Education Solution Services Winchester VA 05/2018 08/2018
Zaxbys Winchester VA 02/2017 06/2017
Clemson University Clemson SC 06/2017 05/2018
Clemson University Clemson SC 08/2018 05/2019
Millbrook High School Winchester VA 08/2014 02/2017
  • 01/2025 → Present
    Creative Capital Group
    Louisville, KY
  • 05/2021 → 09/2024
    Truist Financial Corporation
    Charlotte, NC
  • 05/2019 → 08/2019
    Advanced Technology Services
    Greenville, SC
  • 09/2024 → 12/2024
    N/A
    Nashville, TN
  • 08/2019 → 05/2021
    Clemson University
    Clemson, SC
  • 05/2018 → 08/2018
    Education Solution Services
    Winchester, VA
  • 02/2017 → 06/2017
    Zaxbys
    Winchester, VA
  • 06/2017 → 05/2018
    Clemson University
    Clemson, SC
  • 08/2018 → 05/2019
    Clemson University
    Clemson, SC
  • 08/2014 → 02/2017
    Millbrook High School
    Winchester, VA
Other Businesses

(1) Creative Capital Group. Non-investment related. Address: 323 Townepark Circle, Louisville, KY 40243. Position: Paraplanner. Start date: 1/1/2025. Number of Hours a month: 160. Number of Hours during securities trading hours: 130. Duties: Schedule client meetings, prepare client reviews. (2) Eastern High School. Non-investment related. Address: 12400 Old Shelbyville Rd, Louisville, KY 40243. Position: Football Coach. Start date: 1/5/2026. Number of Hours a month: 40. Number of Hours during securities trading hours: 0. Duties: Outside Linebacker coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-22
  • S66 Uniform Combined State Law Examination
    2026-04-22

View on SEC IAPD

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