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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-04-15
NC RA APPROVED 2025-04-15
  • IA RA
    APPROVED
    Since 2025-04-15
  • NC RA
    APPROVED
    Since 2025-04-15

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nexseer Capital Charlotte NC 02/2023 01/2025
Gpac Sioux Falls SD 11/2022 02/2023
Bny Mellon Westborough MA 06/2021 11/2022
High Point University High Point NC 08/2017 05/2021
North Attleboro High School North Attleboro MA 09/2013 06/2017
Game 7 Plainville MA 05/2016 08/2017
Associate Staffing Charlotte NC 01/2025 04/2025
Principal Securities, Inc. Charlotte NC 01/2025 Present
Principal Advised Services Charlotte NC 04/2025 Present
Principal Life Insurance Company Charlotte NC 04/2025 Present
Principal Bank Charlotte NC 06/2026 Present
  • 02/2023 → 01/2025
    Nexseer Capital
    Charlotte, NC
  • 11/2022 → 02/2023
    Gpac
    Sioux Falls, SD
  • 06/2021 → 11/2022
    Bny Mellon
    Westborough, MA
  • 08/2017 → 05/2021
    High Point University
    High Point, NC
  • 09/2013 → 06/2017
    North Attleboro High School
    North Attleboro, MA
  • 05/2016 → 08/2017
    Game 7
    Plainville, MA
  • 01/2025 → 04/2025
    Associate Staffing
    Charlotte, NC
  • 01/2025 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 04/2025 → Present
    Charlotte, NC
  • 04/2025 → Present
    Principal Life Insurance Company
    Charlotte , NC
  • 06/2026 → Present
    Principal Bank
    Charlotte , NC
Other Businesses

APPLE INC POSITION: Apple Developer Account NATURE: Hobby Building Apps for Fun INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 6112 Cleburne Ct, Charlotte NC 28217, United States DESCRIPTION: I have an Apple Developer Account and build apps for fun sometimes. Have not done it in a while and my account will be ended next March but it stays out there for a year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-21
  • S66 Uniform Combined State Law Examination
    2025-03-21
Other Names
  • Andrew Harris
  • Andrew Charles Harris

View on SEC IAPD

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