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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-15 |
| NC | RA | APPROVED | 2025-04-15 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Green Brothers Juice Co. | Charlotte | NC | 11/2024 | 01/2025 |
| Bhg Financial | Fort Lauderdale | FL | 07/2024 | 11/2024 |
| Doordash | Charlotte | NC | 04/2024 | 12/2024 |
| Unemployed | Charlotte | NC | 02/2024 | 04/2024 |
| Hitachi Solutions America | Charlotte | NC | 03/2023 | 01/2024 |
| Accenture | Charlotte | NC | 09/2021 | 03/2023 |
| Olly Olly | Charlotte | NC | 03/2021 | 08/2021 |
| Logical Position | Charlotte | NC | 10/2020 | 02/2021 |
| Unemployed | Charlotte | NC | 04/2020 | 09/2020 |
| Nigel Frank International | Charlotte | NC | 10/2019 | 03/2020 |
| University Of South Carolina | Columbia | SC | 08/2015 | 09/2019 |
| Associate Staffing | Charlotte | NC | 01/2025 | 04/2025 |
| Principal Securities, Inc. | Charlotte | NC | 01/2025 | Present |
| Principal Advised Services | Charlotte | NC | 04/2025 | Present |
| Principal Life Insurance Company | Charlotte | NC | 04/2025 | Present |
| Principal Bank | Charlotte | NC | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-22 |
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