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Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guideone Insurance | West Des Moines | IA | 05/2023 | 09/2023 |
| Iowa State University | Ames | IA | 08/2021 | 05/2024 |
| Hy-Vee | West Des Moines | IA | 08/2016 | 09/2020 |
| Associate Staffing | Des Moines | IA | 01/2025 | 04/2025 |
| Principal Securities, Inc. | Des Moines | IA | 01/2025 | Present |
| Valley High School | West Des Moines | IA | 08/2016 | 05/2019 |
| W.B. Quality Painting | West Des Moines | IA | 06/2021 | 11/2024 |
| D. M. Kelly & Company | Des Moines | IA | 03/2021 | 03/2021 |
| Dmacc | West Des Moines | IA | 08/2019 | 05/2021 |
| Doordash | West Des Moines | IA | 10/2020 | 05/2021 |
| Principal Life Insurance Co | Des Moines | IA | 04/2025 | Present |
| Principal Advised Services | Westdes Moines | IA | 04/2025 | Present |
**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/07/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
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