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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-15 |
| NC | RA | APPROVED | 2025-04-15 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calle Sol | Charlotte | NC | 10/2024 | 01/2025 |
| Torchy's Tacos | Raleigh | NC | 05/2022 | 10/2022 |
| Providence Day School | Charlotte | NC | 01/2015 | 05/2019 |
| North Carolina State University | Raleigh | NC | 08/2019 | 05/2024 |
| Unemployed | Charlotte | NC | 05/2019 | 08/2019 |
| Associate Staffing | Charlotte | NC | 01/2025 | 04/2025 |
| Principal Securites, Inc. | Charlotte | NC | 01/2025 | Present |
| Unemployed | Unemployed | NC | 05/2024 | 10/2024 |
| Principal Advised Services | Charlotte | NC | 04/2025 | Present |
| Principal Life Insurance Company | Charlotte | NC | 04/2025 | Present |
| Principal Bank | Charlotte | NC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
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