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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Davenport School District #207 | Davenport | WA | 08/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7-2014 APX NUMBER OF HOURS PER WEEK: 24 APX NUMBER OF HOURS DURING TRADING HOURS: 24 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITIES, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: WAGNER LAND CO LLC INVESTMENT RELATED: NO ADDRESS: 1430 JEFFERSON ST, DAVENPORT, WA 99122 NATURE OF BUSINESS: FARM PRODUCTION RENTAL INCOME START DATE: 05/2004 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: 18% OWNERSHIP IN RENTAL INCOME PAID FROM FARM PRODUCTION AND LAND OWNERSHIP (3) NAME OF OTHER BUSINESS: DBA WAGNER FINANCIAL STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2014 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INSURANCE AND MUTUAL FUND SALES (4) NAME OF OTHER BUSINESS: DAVENSPORT SCHOOL DISTRICT #207; INVESTMENT RELATED: NO; ADDRESS: 801 7TH STREET DAVENPORT, WA 99122; NATURE OF BUSINESS: JUNIOR HIGH FOOTBALL COACH; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: HEAD FOOTBALL COACH; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEAD PRACTICES , COACHING GAMES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-29 |
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