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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Emporia | KS | 12/2024 | Present |
| Esb Financial | Emporia | KS | 03/2017 | 12/2024 |
| Unemployed | Emporia | KS | 01/2017 | 03/2017 |
| Birch Communications | Emporia | KS | 05/2016 | 01/2017 |
1 - 03/2025 - Miller Financial Group - Non-Variable Insurance - Inv Related - 80 Hours/Month - 4 Hours During Trading - KS 66801 - OBA Start Date: 12/02/2024. 2 - 03/2025 - Mid America Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 03/2025 - William B Giesen - Notary - Inv Related - KS 66801 - OBA Start Date: 06/15/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-29 |
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