Matthew Warren

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-02
MD	RA	APPROVED	2025-09-16
VA	RA	APPROVED	2025-09-16

TX RA
APPROVED

Since 2025-10-02
MD RA
APPROVED

Since 2025-09-16
VA RA
APPROVED

Since 2025-09-16

Branch Locations

Dunn Loring, VA • United States

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Wealth Management	Vienna	VA	11/2024	01/2025
Rbc Wealth Management	Washington	DC	01/2025	Present
Goddard Research Group	Ithaca	NY	01/2022	08/2023
Cornell University	Ithaca	NY	08/2020	05/2024
Unemployed	Unemployed	VA	05/2024	11/2024
Tate & Lyle	Hoffman Estates	IL	05/2022	08/2022
Dunn Loring Swim Club	Dunn Loring	VA	05/2018	08/2021
George C. Marshall High School	Falls Church	VA	09/2016	06/2020

11/2024 → 01/2025

Rbc Wealth Management

Vienna, VA
01/2025 → Present

Rbc Wealth Management

Washington, DC
01/2022 → 08/2023

Goddard Research Group

Ithaca, NY
08/2020 → 05/2024

Cornell University

Ithaca, NY
05/2024 → 11/2024

Unemployed

Unemployed, VA
05/2022 → 08/2022

Tate & Lyle

Hoffman Estates, IL
05/2018 → 08/2021

Dunn Loring Swim Club

Dunn Loring, VA
09/2016 → 06/2020

George C. Marshall High School

Falls Church, VA

Other Businesses

(1) NAME OF ENTITY: Matthew Warren (Freelance) ADDRESS: N/A INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Feb 20, 2026 CAPACITY: Other DUTIES: I photograph portraits for special events such as graduations, athletic events, engagements, etc. I take the photographs myself and complete the editing myself. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-16

S66 Uniform Combined State Law Examination

2025-09-16

View on SEC IAPD