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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-04-22
  • WI RA
    APPROVED
    Since 2025-04-22

Branch Locations

Oconomowoc, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Legend At Merrill Hills Waukesha WI 05/2016 09/2016
Starbucks Delafield WI 05/2017 09/2017
La Quinta Inn & Suites Delafield WI 05/2018 06/2021
University Of Wisconsin - Whitewater Whitewater WI 09/2018 12/2019
Home Instead Janesville WI 06/2021 09/2021
Anytime Fitness Jefferson WI 09/2021 12/2021
Primerica Whitewater WI 12/2021 12/2022
Mutual Of Omaha Waukesha WI 12/2022 08/2024
Principal Life Insurance Company Oconomowoc WI 12/2024 Present
Principal Securities, Inc. Oconomowoc WI 12/2024 Present
Unemployed Oconomowoc WI 08/2024 12/2024
Kettle Moraine High School Wales WI 09/2014 06/2018
  • 05/2016 → 09/2016
    The Legend At Merrill Hills
    Waukesha, WI
  • 05/2017 → 09/2017
    Starbucks
    Delafield, WI
  • 05/2018 → 06/2021
    La Quinta Inn & Suites
    Delafield, WI
  • 09/2018 → 12/2019
    University Of Wisconsin - Whitewater
    Whitewater, WI
  • 06/2021 → 09/2021
    Home Instead
    Janesville, WI
  • 09/2021 → 12/2021
    Anytime Fitness
    Jefferson, WI
  • 12/2021 → 12/2022
    Primerica
    Whitewater, WI
  • 12/2022 → 08/2024
    Mutual Of Omaha
    Waukesha, WI
  • 12/2024 → Present
    Principal Life Insurance Company
    Oconomowoc, WI
  • 12/2024 → Present
    Oconomowoc, WI
  • 08/2024 → 12/2024
    Unemployed
    Oconomowoc, WI
  • 09/2014 → 06/2018
    Kettle Moraine High School
    Wales, WI
Other Businesses

**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/22/2025 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Sales of fixed products through various vendors. Fixed insurance, fixed annuities, DI, LTC, group benefits, health, medical. **ENCOMPASS CHRISTIAN BUSINESS NETWORK POSITION: Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/12/2026 ADDRESS: 1437 N Waterville Road, Oconomowoc WI 53066, United States DESCRIPTION: Encompass Christian Business Network is a group of professionals that meet once per month to network and share ideas on how to integrate our faith into our professional lives. It is not an established organization with paperwork of any kind, more of a group of friends that comes together to talk. Members of the group host our meetings at their businesses for no cost. Members pitch in $10 cash per meeting to cover food and drink. There is no annual fee, and I do not handle any of the funds. I am responsible for email communication, setting up before the events, and taking down after the events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-04-21
Other Names
  • Jeremy Roche

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