Robert Seeley

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2024 → Present
  Valic Financial Advisors, Inc.
  Houston, TX
• 03/2024 → 11/2024
  Unemployed Self Study For Securities Work (Kaplan & H&R Block)
  Houston, TX
• 11/2020 → 03/2024
  Effective Industrial & Commercial Services Llc
  Houston, TX
• 06/2019 → 10/2020
  Sherwin Williams
  Houston, TX
• 08/2015 → 06/2019
  Effective Industrial & Commercial Services
  Houston, TX
• 12/2024 → Present
  Agia
  Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Properties INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA ROBERT SEELEY PROFESSIONAL SCUBA DIVER POSITION: Professional Scuba Diver NATURE: Provide scuba diving services requiring a professional diving certification on a no compensation basis. PADA and SSI certifications include Rescue Diver, Deep Diver, Divemaster and Assistant Instructor. Affiliated with Sport Divers of Houston. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 4135 Coleridge Street, Houston TX 77005, United States DESCRIPTION: Assist divers getting equipment situated in anticipation of upcoming dives, assist active scuba divers having equipment or emotional/physical distress, assist dive shop with equipment logistics. EFFECTIVE INDUSTRIAL & COMMERCIAL SERVICES LLC (CEASED OPERATIONS 3/1/2024) POSITION: Owner until operations ceased 3/1/2024 NATURE: Trucking business that ceased operations 3/1/2024 and all business assets were sold. The LLC was approved by the Texas Secretary of State and the suspension of operations was communicated with them, and several other entities may incorrectly still show the status active. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 4135 Coleridge Street, Houston TX 77005, United States DESCRIPTION: I was the sole owner of the business until it ceased operations in 3/1/2024 and all business assets were sold.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-30
• S66 Uniform Combined State Law Examination
  2024-10-29
• S63 Uniform Securities Agent State Law Examination
  2024-09-26