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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2024 Present
Us Tech Solutions Inc Jersey City NJ 11/2024 Present
Stepping Stones Advisory Charlotte NC 07/2024 10/2024
Shellback Capital Boston MA 06/2023 07/2023
Crossroads Realty Group/ Skyway Communities Charlotte NC 07/2022 08/2022
Postmates Charlotte NC 12/2020 12/2020
Autobell Car Wash Charlotte NC 11/2018 08/2020
N/A Charlotte NC 01/2015 11/2018
N/A Charlotte NC 08/2020 11/2020
N/A Charlotte NC 01/2021 06/2022
N/A Charlotte NC 09/2022 05/2023
N/A Charlotte NC 08/2023 06/2024
  • 11/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2024 → Present
    Us Tech Solutions Inc
    Jersey City, NJ
  • 07/2024 → 10/2024
    Stepping Stones Advisory
    Charlotte, NC
  • 06/2023 → 07/2023
    Shellback Capital
    Boston, MA
  • 07/2022 → 08/2022
    Crossroads Realty Group/ Skyway Communities
    Charlotte, NC
  • 12/2020 → 12/2020
    Postmates
    Charlotte, NC
  • 11/2018 → 08/2020
    Autobell Car Wash
    Charlotte, NC
  • 01/2015 → 11/2018
    N/A
    Charlotte, NC
  • 08/2020 → 11/2020
    N/A
    Charlotte, NC
  • 01/2021 → 06/2022
    N/A
    Charlotte, NC
  • 09/2022 → 05/2023
    N/A
    Charlotte, NC
  • 08/2023 → 06/2024
    N/A
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14

View on SEC IAPD

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