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Tyler Smithwick

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2024 Present
Us Tech Solutions Inc Jersey City NJ 11/2024 Present
Red Rocks Cafe Charlotte NC 08/2021 11/2024
The Cbd Centers Mankato MN 12/2020 05/2021
Compass Group Mankato MN 09/2018 09/2020
Fedex Mankato MN 12/2017 06/2018
Minnesota State University/ Purdue Global Mankato/ Online MN 08/2015 04/2024
  • 11/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2024 → Present
    Us Tech Solutions Inc
    Jersey City, NJ
  • 08/2021 → 11/2024
    Red Rocks Cafe
    Charlotte, NC
  • 12/2020 → 05/2021
    The Cbd Centers
    Mankato, MN
  • 09/2018 → 09/2020
    Compass Group
    Mankato, MN
  • 12/2017 → 06/2018
    Fedex
    Mankato, MN
  • 08/2015 → 04/2024
    Minnesota State University/ Purdue Global
    Mankato/ Online, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14

View on SEC IAPD

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