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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2024 Present
Us Tech Solutions Inc Jersey City NJ 11/2024 Present
Lhh Recruiting Charlotte NC 07/2024 08/2024
The Pool Management Group Concord NC 05/2022 09/2023
University Of North Carolina Charlotte Recreation Center Charlotte NC 09/2021 02/2022
Carolina Pool Management Group Greensboro NC 04/2017 09/2021
Ywca High Point NC 09/2019 08/2021
Unemployed Charlotte NC 09/2024 11/2024
Unemployed High Point NC 09/2023 07/2024
Unemployed Charlotte NC 02/2022 05/2022
High Point Elks High Point NC 05/2017 09/2018
Unemployed High Point NC 04/2002 04/2017
University Of North Carolina Charlotte Charlotte NC 08/2020 05/2024
  • 11/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2024 → Present
    Us Tech Solutions Inc
    Jersey City, NJ
  • 07/2024 → 08/2024
    Lhh Recruiting
    Charlotte, NC
  • 05/2022 → 09/2023
    The Pool Management Group
    Concord, NC
  • 09/2021 → 02/2022
    University Of North Carolina Charlotte Recreation Center
    Charlotte, NC
  • 04/2017 → 09/2021
    Carolina Pool Management Group
    Greensboro, NC
  • 09/2019 → 08/2021
    Ywca
    High Point, NC
  • 09/2024 → 11/2024
    Unemployed
    Charlotte, NC
  • 09/2023 → 07/2024
    Unemployed
    High Point, NC
  • 02/2022 → 05/2022
    Unemployed
    Charlotte, NC
  • 05/2017 → 09/2018
    High Point Elks
    High Point, NC
  • 04/2002 → 04/2017
    Unemployed
    High Point, NC
  • 08/2020 → 05/2024
    University Of North Carolina Charlotte
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14

View on SEC IAPD

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