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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2024 | Present |
| Us Tech Solutions Inc | Jersey City | NJ | 11/2024 | Present |
| Lhh Recruiting | Charlotte | NC | 07/2024 | 08/2024 |
| The Pool Management Group | Concord | NC | 05/2022 | 09/2023 |
| University Of North Carolina Charlotte Recreation Center | Charlotte | NC | 09/2021 | 02/2022 |
| Carolina Pool Management Group | Greensboro | NC | 04/2017 | 09/2021 |
| Ywca | High Point | NC | 09/2019 | 08/2021 |
| Unemployed | Charlotte | NC | 09/2024 | 11/2024 |
| Unemployed | High Point | NC | 09/2023 | 07/2024 |
| Unemployed | Charlotte | NC | 02/2022 | 05/2022 |
| High Point Elks | High Point | NC | 05/2017 | 09/2018 |
| Unemployed | High Point | NC | 04/2002 | 04/2017 |
| University Of North Carolina Charlotte | Charlotte | NC | 08/2020 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-14 |
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