Katherine Alice Egan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → Present
  Raymond James & Associates
  Walnut Creek, CA
• 08/2016 → 01/2022
  Receipt Bank
  Washington, DC
• 01/2022 → 12/2022
  Airtable
  Austin, TX
• 01/2023 → 02/2023
  Unemployed
  Austin, TX
• 02/2023 → 04/2024
  Finley Technologies
  San Francisco, CA
• 04/2024 → 01/2025
  Unemployed
  Oakland, CA

Other Businesses

Grateful Gatherings is a nonprofit organization that helps families in the San Francisco Bay Area find homes and transition out of homelessness. It is not investment-related. I am a board member and started in November 2024. I devote approximately 5 hours/month to this business, none of which are during trading hours. As a board member I support the co-founders in pursuit of efficient operations and fundraising efforts. I am the acting secretary of the board.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-02

Other Names

• Kate Alice Egan
• Katherine A Egan