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Brian Cardona

Wells Fargo Clearing Services, LLC

Charlotte, NC

CRD 8016988

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
  • TX RA
    APPROVED_RES
    Since 2025-11-05

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 04/2025 Present
Dysis Mc Lean VA 04/2025 Present
Lpl Financial Fort Mil SC 12/2024 03/2025
Pnc Bank Thurmont MD 07/2024 11/2024
Pnc Bank Gastonia NC 07/2023 07/2024
Brevard College Brevard NC 07/2019 05/2023
Forestview High School Gastonia NC 07/2015 05/2019
  • 04/2025 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2025 → Present
    Dysis
    Mc Lean, VA
  • 12/2024 → 03/2025
    Lpl Financial
    Fort Mil, SC
  • 07/2024 → 11/2024
    Pnc Bank
    Thurmont, MD
  • 07/2023 → 07/2024
    Pnc Bank
    Gastonia, NC
  • 07/2019 → 05/2023
    Brevard College
    Brevard, NC
  • 07/2015 → 05/2019
    Forestview High School
    Gastonia, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-27
  • S63 Uniform Securities Agent State Law Examination
    2025-06-27

View on SEC IAPD

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