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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-17
FL RA APPROVED 2024-12-03
PA RA APPROVED 2024-11-27
  • TX RA
    APPROVED
    Since 2025-10-17
  • FL RA
    APPROVED
    Since 2024-12-03
  • PA RA
    APPROVED
    Since 2024-11-27

Branch Locations

1717 Arch Street, Suite 330, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Philadelphia PA 11/2024 Present
Jimmy Johns Champlin MN 08/2019 08/2023
Maverick's Wood Grill Champlin MN 01/2020 09/2020
Mann Theatres Champlin MN 08/2016 06/2019
Unemployed Champlin MN 08/2023 11/2024
Full-Time Education Duluth MN 08/2020 05/2024
Trinity Wealth Securities, Llc Philadelphia PA 02/2025 Present
  • 11/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Philadelphia, PA
  • 08/2019 → 08/2023
    Jimmy Johns
    Champlin, MN
  • 01/2020 → 09/2020
    Maverick's Wood Grill
    Champlin, MN
  • 08/2016 → 06/2019
    Mann Theatres
    Champlin, MN
  • 08/2023 → 11/2024
    Unemployed
    Champlin, MN
  • 08/2020 → 05/2024
    Full-Time Education
    Duluth, MN
  • 02/2025 → Present
    Trinity Wealth Securities, Llc
    Philadelphia, PA
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 1717 Arch Street, Suite 330, Philadelphia, PA 19103. Nature of Business: RIA. Position: Financial Consultant. Start Date: 11/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. 1717 Arch Street, Suite 330, Philadelphia, PA 19103. Nature of Business: Fixed Insurance Sales. Start Date: 11/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. 1717 Arch Street, Suite 330, Philadelphia, PA 19103. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 02/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-21
S65 Uniform Investment Adviser Law Examination 2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2025-02-21
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05

View on SEC IAPD

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