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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Saginaw | MI | 06/2023 | 07/2025 |
| J.P. Morgan Securities Llc | Saginaw | MI | 11/2024 | 07/2025 |
| Golden Glow | Saginaw | MI | 05/2022 | 08/2022 |
| Delta College | University Center | MI | 09/2021 | 08/2023 |
| Horizons Conference Center | Saginaw | MI | 11/2022 | 12/2022 |
| Covenant Health Care | Saginaw | MI | 05/2021 | 09/2021 |
| Covenant Health Care | Saginaw | MI | 10/2020 | 04/2021 |
| Delta College | University Center | MI | 08/2020 | 04/2023 |
| Dpw, Inc. | Saginaw | MI | 12/2017 | 01/2023 |
| Meijer Stores | Saginaw | MI | 03/2020 | 10/2020 |
| Golden Glow Ballroom | Saginaw | MI | 01/2024 | Present |
| Morley Companies | Saginaw | MI | 12/2019 | 01/2020 |
| Northwood University | Midland | MI | 05/2019 | 12/2024 |
| Wells Fargo Advisors Financial Network, Llc | Owosso | MI | 07/2025 | Present |
| Heritage High School | Saginaw | MI | 09/2015 | 05/2019 |
Entity Name: Golden Glow Ballroom Investment related: No "Address: Address: 2950 S Graham Rd, Saginaw, MI 48609 Website: https://www.goldenglow.com/ " Nature of the other business: Event Services Position/Title/Relationship: Employee/Contractor Start Date: 01/30/2024 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company host events for individuals and business. Typically weddings and celebration of life parties. I there will be a bartender catering drinks for the guest needs. I will only be working with them during the wedding season and roughly working 10 hours per shift once maybe twice a week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-09 |
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