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Lucas B Brougham

Morgan Stanley

Chicago, IL

CRD 8015784

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
IL RA APPROVED 2025-03-28
  • TX RA
    APPROVED
    Since 2025-04-04
  • IL RA
    APPROVED
    Since 2025-03-28

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 12/2024 Present
United Healthcare Indianapolis IN 06/2020 11/2024
Flair Molded Plastics Evansville IN 05/2019 08/2019
Evansville Country Club Evansville IN 05/2018 08/2018
Sonic Drive In Evansville IN 03/2017 08/2017
Memorial High School Evansville IN 08/2016 05/2017
Indiana University Bloomington IN 08/2017 05/2018
Indiana University Bloomington IN 08/2018 05/2019
Indiana University Bloomington IN 08/2019 05/2020
Indiana University Bloomington IN 08/2020 05/2021
  • 12/2024 → Present
    Morgan Stanley
    Chicago, IL
  • 06/2020 → 11/2024
    United Healthcare
    Indianapolis, IN
  • 05/2019 → 08/2019
    Flair Molded Plastics
    Evansville, IN
  • 05/2018 → 08/2018
    Evansville Country Club
    Evansville, IN
  • 03/2017 → 08/2017
    Sonic Drive In
    Evansville, IN
  • 08/2016 → 05/2017
    Memorial High School
    Evansville, IN
  • 08/2017 → 05/2018
    Indiana University
    Bloomington, IN
  • 08/2018 → 05/2019
    Indiana University
    Bloomington, IN
  • 08/2019 → 05/2020
    Indiana University
    Bloomington, IN
  • 08/2020 → 05/2021
    Indiana University
    Bloomington, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
  • S66 Uniform Combined State Law Examination
    2025-03-27

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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