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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-20
  • GA RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-20

Branch Locations

3525 Piedmont Road Ne 410 Fl 4, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 10/2010 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 06/2025
Wells Fargo Advisors Financial Network, Llc Atlanta GA 06/2025 Present
Previous Registrations
  • 2010-10-18 → 2025-06-20
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2008-03-04 → 2010-10-12
    Truist Investment Services, Inc.
    Atlanta, GA
    Lithonia, GA
    Decatur, GA
    Stone Mountain, GA
    Decatur, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Calhoun, GA
    Cartersville, GA
    Cartersville, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2005-12-02 → 2008-01-07
    Atlanta, GA
    Atlanta, GA
  • 2005-11-07 → 2005-11-16
    Savannah, GA
Other Businesses

DEEPWATER WEALTH MANAGEMENT LLC; INV RELATED; ATLANTA, GA; 50% OWNERSHIP; START DATE 05/05/2025; 100 HOURS PER MONTH; 100 HOURS DURING TRADING; LLC FOR FINET

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-01
  • S66 Uniform Combined State Law Examination
    2005-11-01
Designations
  • Certified Financial Planner
Other Names
  • Brian Richard Buzun

View on SEC IAPD

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