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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-29
  • MD RA
    APPROVED
    Since 2025-05-29

Branch Locations

6235 Baltimore Ave, Riverdale, MD 20737 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Riverdale MD 11/2024 Present
Wells Fargo Bank, Na Riverdale MD 11/2022 Present
Select Quote Overland Park KS 06/2020 10/2022
Graceway Logistics Leesburg GA 05/2017 08/2022
First Citizens Bank Albany GA 08/2015 05/2017
  • 11/2024 → Present
    Riverdale, MD
  • 11/2022 → Present
    Wells Fargo Bank, Na
    Riverdale, MD
  • 06/2020 → 10/2022
    Select Quote
    Overland Park, KS
  • 05/2017 → 08/2022
    Graceway Logistics
    Leesburg, GA
  • 08/2015 → 05/2017
    First Citizens Bank
    Albany, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-29
S63 Uniform Securities Agent State Law Examination 2025-04-04
  • S65 Uniform Investment Adviser Law Examination
    2025-05-29
  • S63 Uniform Securities Agent State Law Examination
    2025-04-04

View on SEC IAPD

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