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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-14
  • TX RA
    APPROVED
    Since 2026-04-14

Branch Locations

3803 Levy Lane Suite 104, Killeen, TX 76542 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 12/2024 04/2026
United States Army Killeen TX 01/2006 Present
First Command Brokerage Services, Inc. Fort Worth TX 04/2026 Present
First Command Advisory Services, Inc. Fort Worth TX 04/2026 Present
First Command Insurance Services, Inc. Fort Worth TX 04/2026 Present
  • 12/2024 → 04/2026
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 01/2006 → Present
    United States Army
    Killeen, TX
  • 04/2026 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 04/2026 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 04/2026 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: US Army Whether the business is investment-related: No Address of the other business: 69th ADA , Fort Cavazos, TX 76544 Nature of the other business: Military Your position, title, or relationship with the other business: Senior Maintenance Supervisor The start date of your relationship: Jan 10, 2006 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 11 to 20 Briefly describe your duties relating to the other business: Senior Maintenance Supervisor; responsible for the readiness reporting, maintenance, and upkeep of over 5,000 pieces of rolling stock, power generation equipment, and conventional maintenance support equipment, worth over a combined total of $3 Billion; reviews Equipment Status Reports (ESR) for accuracy, ensures priority parts are requisitioned correctly and passed through release strategy operations; tracks Safety Of Use Messages (SOUM), Modification Work Orders (MWO), and Test Measurement and Diagnostic Equipment (TMDE) statuses; advises and mentors three Battalion Maintenance Control Officers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-15
S63 Uniform Securities Agent State Law Examination 2025-08-28
  • S65 Uniform Investment Adviser Law Examination
    2026-03-15
  • S63 Uniform Securities Agent State Law Examination
    2025-08-28

View on SEC IAPD

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