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James P Fazio

LPl Financial LLC

Killeen, TX

CRD 7152747

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-25
  • TX RA
    APPROVED
    Since 2025-11-25

Branch Locations

2601 S. Trimmier, Killeen, TX 76542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beronio Wealth Planning Killeen TX 07/2019 Present
Binghamton University Binghamton NY 08/2012 01/2019
Lpl Financial, Llc Killeen TX 07/2019 Present
Unemployed Jamesville NY 01/2019 06/2019
  • 07/2019 → Present
    Beronio Wealth Planning
    Killeen, TX
  • 08/2012 → 01/2019
    Binghamton University
    Binghamton, NY
  • 07/2019 → Present
    Lpl Financial, Llc
    Killeen, TX
  • 01/2019 → 06/2019
    Unemployed
    Jamesville, NY
Other Businesses

1. 01/03/2022 - BERONIO WEALTH PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ KILLEEN, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
S63 Uniform Securities Agent State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2025-11-24
  • S63 Uniform Securities Agent State Law Examination
    2022-09-02

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

ALAN REVERE COX
Kenny Blane Kelarek
Ryan Daniel Ransom

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Killeen, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Killeen, TX
LPL FINANCIAL LLC · KILLEEN, TX

More in Killeen, TX

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